Posted 12th February 19
Individuals aged 18 or over or firms, trusts, and foundations based in the UK and other select overseas territories, except the USA.
You must pass any anti-money-laundering and due diligence checks that we run and be one of the
following types of Bondholders:
• Existing clients of a financial advisor who is regulated by the Financial Conduct Authority;
• Persons who meet the criteria for being an elected professional client in accordance with the FCA’s
Conduct of Business Rules (which are regulatory rules relating to investment advice) (“COBS”) 3.5;
• Persons who qualify as certified high net worth individuals in accordance with COBS 4.7.7;
• Persons who qualify as certified sophisticated Bondholders in accordance with COBS 4.7.7.
Persons who confirm that they will only invest 10% of their net assets in non-readily realisable
securities in accordance with COBS 4.7.10 (restricted investors).
Only individuals aged 18 or over who are resident in the UK can invest in the Bond through the Raptor ISA.